Compliance Officers salary in Finance and insurance, New York
Banks, investment firms, insurance carriers, and securities exchanges.
Compliance Officers (Finance) in New York: actual employer-disclosed pay
Public records from 38 certified H-1B Labor Condition Applications filed with the U.S. Department of Labor. Median offered wage: $120,000. Every figure below is an actual offered salary an employer attested to under federal law.
By DOL wage level
DOL classifies every offer into one of four wage levels based on the role's experience and skill requirements.
| Level | Filings | Median offer |
|---|---|---|
| Level I — entry | 4 | $64,300 |
| Level II — qualified | 10 | $101,500 |
| Level III — experienced | 5 | $133,300 |
| Level IV — fully competent | 16 | $154,621 |
Top employers filing for this role
Companies with the most certified filings for Compliance Officers (Finance) in New York. Median offer is across all of that employer's filings.
| Employer | Most-filed title | Filings | Median |
|---|---|---|---|
| Morgan Stanley Services Group Inc. | Director | 4 | $127,320 |
| UBS Business Solutions US LLC | Director, Broker Deal Reporting Specialist | 3 | $165,000 |
| Linden Global Strategies LLC | Compliance Officer | 3 | $62,837 |
| Citibank, N.A. | Regulatory and Exam Senior Officer | 2 | $199,300 |
| Marex Services Inc. | Compliance Officer - Surveillance | 2 | $120,000 |
| DB USA Core Corporation | Vice President | 2 | $153,995 |
| TD Securities (USA) LLC | Vice President, Compliance | 2 | $135,000 |
| GOLDMAN SACHS & CO. LLC | Extended Managing Director | 2 | $243,200 |
| Sumitomo Mitsui Banking Corporation | Vice President, Compliance Business Analyst | 2 | $190,000 |
| BNY Mellon Investment Adviser, Inc. | Senior Associate, Compliance & Control | 1 | $86,902 |
Recent sample filings
A snapshot of recent certified offers. Each line is a real, public, verifiable record.
- Director, Broker Deal Reporting Specialist at UBS Business Solutions US LLC$170,000New YorkDecided Dec 11, 2025I-200-25338-457259
- Compliance Officer at Linden Global Strategies LLC$62,837New YorkDecided Nov 18, 2025I-203-25315-398976
- Senior Associate, Compliance & Control at BNY Mellon Investment Adviser, Inc.$86,902New YorkWage Level IIDecided Sep 25, 2025I-200-25261-317744
- Compliance Systems Administrator at Bank Hapoalim B.M.$175,000New YorkWage Level IVDecided Sep 23, 2025I-200-25259-312094
- Controls Strategy & Oversight Specialist at Stripe, Inc.$98,384New YorkWage Level IIIDecided Sep 12, 2025I-200-25248-289787
- Regulatory and Exam Senior Officer at Citibank, N.A.$203,600New YorkWage Level IVDecided Sep 9, 2025I-203-25245-281251
- Compliance Officer - Surveillance at Marex Services Inc.$120,000New YorkWage Level IVDecided Aug 4, 2025I-203-25209-203246
- Senior Analyst, Market Regulation at ICE FUTURES US INC$94,900New YorkWage Level IIIDecided Jul 1, 2025I-200-25175-124449
Source: U.S. Department of Labor, Office of Foreign Labor Certification. Disclosed wages reflect what employers attested to pay; actual paid wages may differ. Only certified filings are shown — denied and withdrawn cases are excluded.